Time Limit:
3 Hours
Number of Questions:
130 questions, plus 10 pretest questions.
Passing Score:
68.5%
Format:
Multiple Choice
Enrollment Fee:
$120 US. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the NASD Registration/Exam Fee Schedule for more information.
Prerequisites:
There are no prerequisites for registration. If registering as an individual, you must complete Form U-10. Otherwise the individual's firm should file an electronic form U-4.
Corequisites:
N/A
Exam Date(s):
Any weekday
Exam Locations:
Find your U.S. or international exam center here
Official Exam Website:

The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives

 

 

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